88267049
Jan 18, 2019
Broker-dealer financial services in the field of equities, options, fixed income, corporate debt, municipal debt, treasuries, structured products, private placements, DPPs, REITs, ETFs, closed end funds, preferred stocks, mutual funds.; Capital investment; Investment banking services; Investment brokerage; Investment management of and distribution of annuities; Investment of funds; Investment of funds for others; Investment of funds for others in the fields of equities, options, fixed income, corporate debt, municipal debt, treasuries, structured products, private placements, DPPs, REITs, ETFs, closed end funds, preferred stocks, mutual funds.; Annuity services, namely, account and investment administration; Brokerage services for capital investments; Brokerage services in the field of securities and commodities investing; Capital investment services; Commodity investment advice; Equity capital investment; Financial investment brokerage; Financial investment brokerage services; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Management of a capital investment fund; Mutual fund investment; Mutual funds and capital investment; Private equity fund investment services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Public equity investment management; Real estate investment services; Real estate investment trust services; Real estate funds investment services; Securities trading and investing services for others via the internet
Insurance and Financial