DW US PARTNERS

INVESTMENT MANAGEMENT SERVICES, NAMELY, CREATING, MANAGING AND ADMINISTERING MUTUAL FUNDS, THIRD PARTY ASSET MANAGEMENT AND TAX ASSISTED INVESTMENTS; FINANCIAL ADVISORY SERVICES, NAMELY, FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES; ADMINISTERING LIFE, ACCIDENTAL DEATH AND HEALTH INSURANCE POLICIES; ADMINISTERING BANKING, FINANCIAL AND ESTATE PLANNING SERVICES; CAPITAL MARKETS SERVICES, NAMELY, INVESTMENT BANKING SERVICES AND UNDERWRITING OF THE SALE OF SECURITIES TO THE PUBLIC; PRIVATE PLACEMENTS AND INVESTMENT ADVISORY SERVICES RELATED TO MERGERS AND ACQUISITIONS, DIVESTITURES, RESTRUCTURINGS AND STOCK EXCHANGE LISTINGS, INSTITUTIONAL SALES AND TRADING SERVICES, NAMELY, THE SELLING, PURCHASING AND TRADING OF EQUITY AND EQUITY RELATED SECURITIES AND FIXED INCOME SECURITIES ON BEHALF OF INSTITUTIONAL CLIENTS; INVESTMENT RESEARCH SERVICES, NAMELY, THE PREPARATION OF RESEARCH REPORTS AND OPINIONS TO INDIVIDUAL INVESTORS AND INSTITUTIONAL CLIENTS IN CONNECTION WITH INVESTMENT DECISION MAKING; BANKING SERVICES, NAMELY, GUARANTEED INVESTMENT CERTIFICATES, MORTGAGES, RSP LOANS, INVESTMENT LOANS, STRUCTURED CREDIT AND FIXED INCOME INVESTMENTS