DUNDEE WEALTH FINANCIAL

FINANCIAL AND WEALTH MANAGEMENT ADVISORY SERVICES, NAMELY, FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES PROVIDED BY PROFESSIONAL ADVISORS IN THE FIELD OF MUTUAL FUNDS, COMMON AND PREFERRED SECURITIES, FIXED INCOME INVESTMENTS, STRUCTURED INVESTMENTS, LIFE, ACCIDENTAL DEATH AND HEALTH INSURANCE POLICIES; SAVINGS BANK SERVICES, NAMELY, BANKING ADMINISTRATION; FINANCIAL AND ESTATE PLANNING; INVESTMENT BANKING SERVICES, NAMELY, SECURITIES UNDERWRITING, PRIVATE PLACEMENTS AND INVESTMENT ADVISORY SERVICES RELATED TO MERGERS AND ACQUISITIONS, DIVESTITURES, RESTRUCTURINGS AND STOCK EXCHANGE LISTINGS; INSTITUTIONAL BROKERAGE AND TRADING SERVICES, NAMELY THE BROKERAGE AND TRADING OF EQUITY AND EQUITY RELATED SECURITIES ON BEHALF OF INSTITUTIONAL CLIENTS; FINANCIAL ANALYSIS IN THE NATURE OF INVESTMENT RESEARCH SERVICES, NAMELY, THE PROVISION OF RESEARCH REPORTS AND OPINIONS TO INDIVIDUAL INVESTORS AND INSTITUTIONAL CLIENTS IN CONNECTION WITH INVESTMENT DECISION-MAKING