86386507
Sep 5, 2014
ASSET MANAGEMENT SERVICES, NAMELY MANAGING AND ADMINISTERING REAL ASSETS; INVESTMENT MANAGEMENT SERVICES, NAMELY CREATING, MANAGING AND ADMINISTERING EXCHANGE TRADED FUNDS, ALTERNATIVE INVESTMENT FUNDS, PRIVATE EQUITY FUNDS, HEDGE FUNDS, MUTUAL FUNDS, AND TAX ASSISTED INVESTMENTS; FINANCIAL ADVISORY SERVICES, NAMELY FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES, ADMINISTERING THIRD PARTY ASSETS, LIFE, ACCIDENTAL DEATH AND HEALTH INSURANCE POLICIES; ADMINISTERING BANKING, FINANCIAL AND ESTATE PLANNING SERVICES; CAPITAL MARKETS AND MERCHANT BANKING SERVICES, NAMELY INVESTMENT BANKING SERVICES AND UNDERWRITING OF THE SALE OF SECURITIES TO THE PUBLIC, PRIVATE PLACEMENTS, INVESTMENT ADVISORY SERVICES RELATED TO MERGERS AND ACQUISITIONS, DIVESTITURES, RESTRUCTURINGS AND STOCK EXCHANGE LISTINGS; SALES AND TRADING SERVICES NAMELY THE SELLING, PURCHASING AND TRADING OF EQUITY AND EQUITY RELATED SECURITIES AND FIXED INCOME SECURITIES ON BEHALF OF RETAIL AND INSTITUTIONAL CLIENTS; INVESTMENT RESEARCH SERVICES, NAMELY THE PREPARATION OF RESEARCH REPORTS AND OPINIONS TO INDIVIDUAL INVESTORS AND INSTITUTIONAL CLIENTS IN CONNECTION WITH INVESTMENT DECISION MAKING; BANKING SERVICES, NAMELY GUARANTEED INVESTMENT CERTIFICATES, MORTGAGES, RSP LOANS, INVESTMENT LOANS, STRUCTURED CREDIT AND FIXED INCOME INVESTMENTS
Insurance and Financial