DUNDEE CORPORATION

INVESTMENT RESEARCH SERVICES, NAMELY, THE PREPARATION OF RESEARCH REPORTS AND OPINIONS TO INDIVIDUAL INVESTORS AND INSTITUTIONAL CLIENTS IN CONNECTION WITH INVESTMENT DECISION MAKING, INVESTMENT AND INVESTMENT DECISION MAKING AND INVESTMENT RELATING TO OIL, GAS AND MINING RESOURCES EXPLORATION

ASSET, PORTFOLIO AND INVESTMENT MANAGEMENT SERVICES, NAMELY, ESTABLISHING, MANAGING AND ADMINISTERING MUTUAL FUNDS, INVESTMENT FUNDS, THIRD PARTY ASSETS, TAX ASSISTED INVESTMENTS, REAL ESTATE AND RESOURCE ASSETS AND PROPRIETARY ASSETS AND INVESTMENTS; BANKING SERVICES; FINANCIAL AND ESTATE PLANNING; CAPITAL MARKETS SERVICES, NAMELY, INVESTMENT BANKING SERVICES AND UNDERWRITING OF THE SALE OF SECURITIES TO THE PUBLIC, PRIVATE PLACEMENTS; INVESTMENT ADVISORY SERVICES RELATED TO MERGERS AND ACQUISITIONS, DIVESTITURES, RESTRUCTURING AND STOCK EXCHANGE LISTINGS, INSTITUTIONAL SALES; BROKER/DEALER SERVICES ON EQUITY AND EQUITY RELATED SECURITIES AND FIXED INCOME SECURITIES AND TRADING IN EQUITY AND EQUITY RELATED SECURITIES AND FIXED INCOME SECURITIES

ANALYSIS SERVICES FOR OIL, GAS AND MINING RESOURCES EXPLORATION