COMPLIANCEMAX
Mark Identification

COMPLIANCEMAX

Serial Number

78764623

Filing Date

Dec 1, 2005

Registration Date

May 1, 2007

Trademark by

COMPLIANCEMAX FINANCIAL CORPORATION

Classification Information

Business auditing in the field of securities

Advertising and Business

Providing online computer database containing information in the field of financial securities compliance that may be accessed from the world wide web; consulting services in the field of securities brokerage

Insurance and Financial

Training services in the field of securities brokerage

Education and Entertainment