Mark Identification

COMPLIANCE IN A BOX

Serial Number

75413835

Filing Date

Jan 5, 1998

Registration Date

Apr 20, 1999

Trademark by

Classification Information

COMPUTER SOFTWARE CONTAINING COMPLIANCE AND SECURITIES-RELATED INFORMATION, FORMS, AND GUIDES FOR USE BY INVESTMENT ADVISERS

PRINTED MATERIAL, NAMELY, COMPLIANCE AND SECURITIES-RELATED DOCUMENTS, FORMS AND GUIDES FOR USE BY INVESTMENT ADVISORS