CICC

Administration of employee benefit plans concerning insurance and finance; administration of employee pension plans; administration of employee welfare benefit plans; administration of pre-paid health care plans; advice relating to investments; agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; agencies for commodity futures trading; agencies in the field of bonds and other securities; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; assuming financial risk of others by entering into options and swaps; automated securities brokerage; brokerage in the field of stocks, commodities and securities; brokerage of shares and other securities; brokerage of shares or stocks and other securities; business, stock option and pension valuation services; capital investment consultation; cash and foreign exchange transactions; cash management; credit risk management; establishing mutual funds for others; financial analysis and consultation; financial consultation; financial due diligence; financial forecasting; financial information processing; financial management; financial planning; financial planning consultation; financial portfolio management; financial research; financial risk management; financial services in the nature of an investment security; financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; financial services, namely, issuance and management of certificates backed by loan portfolios which are subsequently managed to insure the integrity of the certificates; fund investment consultation; funds investment; investment advice; investment banking services; investment brokerage; investment by electronic means; investment clubs; investment consultation; investment management; investment management of and distribution of variable annuities; investment of funds for others; investment services, namely, asset acquisition, consultation, development and management services; management of a capital investment fund; management of portfolios comprising securities; management of portfolios of transferable securities; mutual fund brokerage; mutual fund distribution; mutual fund investment; project financing; providing stock market information; providing stock/securities market information; financial risk management consultation; stock brokerage; trust services, namely, investment and trust company services; venture capital funding services to emerging and start-up companies; venture capital services, namely, providing financing to emerging and start-up companies