CFREG

Printed matter, namely, books, manuals, newsletters, brochures, pamphlets and leaflets in the fields of securities and Crowdfunding; Printed matter, namely, books, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and Crowdfunding industries and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and Crowdfunding industries; printed educational materials regarding regulation in the area of securities offered via Crowdfunding, investor education, trading of Crowdfunding securities, and the securities and Crowdfunding industries

Providing services to regulate the securities industry in order to maintain the integrity of the Crowdfunding marketplace for the benefit and protection of investors, broker dealers, funding portals, and issuers, namely, providing and maintaining a registry of investors, broker dealers, funding portals, issuers, offerings and investment transactions, providing for approval of investors, broker dealers, funding portals, and issuers and of offerings and investment transactions, and reporting on the same to designated governmental authorities in the securities industry; association services, namely, creating and enforcing rules that govern the conduct of broker dealers, funding portals and their employees who engage in Crowdfunding activity; regulating the securities and Crowdfunding industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional

Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, Crowdfunding regulation and compliance, and investor education; educational services, namely, conducting and providing continuing education seminars, conferences and workshops for securities industry professionals and Crowdfunding professionals; Providing on-line videos, audio files, electronic books, electronic manuals, electronic newsletters, electronic brochures, electronic pamphlets and electronic leaflets in the fields of securities and Crowdfunding