CASTLE AND MOAT WEALTH SYSTEM

Consulting services in the field of employee benefit plans concerning insurance and finance; Financial advice relating to income tax; Financial advice relating to tax; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, wealth management services; Information, advisory, consultancy and financial research services relating to finance and investments; Investment advice in the fields of tax avoidance and tax mitigation, lifetime income strategies, multigenerational wealth transfer and succession planning, family business growth and transition planning, multigenerational philanthropic planning, family governance planning, commercial and multi-family real estate planning, employee attraction and retention planning for businesses, sophisticated insurance planning, personal and business risk review and analysis, risk shifting, and mitigation consulting services; Investment advisory services; Mutual funds and capital investment; Real estate investment consultancy