BROKERCHECK

Providing an on-line computer database with information regarding business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees; providing information regarding the business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees in response to telephone and email inquiries

Providing an on-line computer database with information regarding the professional background of registered financial brokerage firms and their registered employees; providing information regarding the professional background of registered financial brokerage firms and their registered employees in response to telephone and email inquiries