Mark Identification

BROKERAUDIT.COM

Serial Number

76064865

Filing Date

Jun 7, 2000

Registration Date

Dec 3, 2002

Trademark by

PROTEGENT INC.

Classification Information

Computer software for use by brokers, dealers, and financial service companies to conduct daily reviews and historical analysis of brokers, dealers, and financial service companies as a whole to ensure compliance with applicable laws, rules and regulations, and to evaluate the quality of practice; computer software for use by securities regulators to conducts daily reviews and historical analysis of brokers, dealers, and financial service companies as a whole to ensure compliance their compliance with applicable laws, rules and regulations, and evaluate the quality of practice

Electrical and Scientific Apparatus