BROADRIDGE TRADEARC

Securities brokerage services, namely, securities transaction processing and clearing services

Platform as a service (PAAS) featuring computer software platforms used for securities transaction processing and clearing services and enabling financial services firms to create, manage, and distribute electronic information pertaining to financial transactions and regulatory communications, identify patterns of bond trading activity, facilitate electronic preparation and filing of documents with the Securities and Exchange Commission, assist wealth management professionals and financial advisors, and for financial asset management and servicing