BROADPOINT SECURITIES

FINANCIAL SERVICES, NAMELY, EQUITY CAPITAL INVESTMENT; FINANCIAL MANAGEMENT IN THE FIELD OF EQUITY CAPITAL; INVESTMENT BANKING SERVICES; VENTURE CAPITAL FUNDING SERVICES TO EMERGING AND START-UP COMPANIES; FINANCIAL RESEARCH IN THE FIELD OF EQUITIES; INVESTMENT BROKERAGE IN THE FIELD OF EQUITIES; FINANCIAL RESEARCH IN THE FIELD OF FIXED INCOME INVESTMENTS; INVESTMENT BROKERAGE IN THE FIELD OF FIXED INCOME INVESTMENTS; INVESTMENT BROKERAGE IN THE FIELD OF ASSET BACKED AND MORTGAGE BACKED INVESTMENTS