BNY CONVERGEX HOLDINGS

FINANCIAL, INVESTMENT AND SECURITIES SERVICES, NAMELY, FINANCIAL ANALYSIS, PERFORMANCE MEASUREMENT ANALYTICS AND ORDER MANAGEMENT TECHNOLOGIES; FINANCIAL SERVICES, NAMELY, INVESTMENT SECURITIES TRANSACTION SERVICES VIA THE INTERNET, COMPUTER-TO-COMPUTER INTERFACE, AND BY CONNECTIONS TO THE PROPRIETARY NETWORKS OF OTHER SERVICE PROVIDERS; ELECTRONIC FUNDS TRANSACTIONS; ELECTRONIC FUNDS TRANSFER IN THE NATURE OF ELECTRONICALLY ROUTING ORDERS TO BUY, SELL, PLEDGE OR OTHERWISE AFFECT INTERESTS IN INVESTMENT SECURITIES; ELECTRONICALLY PROCESSING, RECORD KEEPING AND REPORTING OF PAYMENT DATA AND SOFT DOLLAR AND COMMISSION RECAPTURE IN CONNECTION WITH SECURITIES TRANSACTIONS; FINANCIAL MANAGEMENT SERVICES IN THE FIELD OF SECURITIES TRADING; INSTITUTIONAL AGENCY BROKERAGE SERVICES, NAMELY, INVESTMENT BROKERAGE AND SECURITIES BROKERAGE SERVICES INCLUDING SETTLEMENT AND CLEARING OF SECURITIES TRANSACTIONS; FINANCIAL RESEARCH, NAMELY, PROVIDING REPORTS AND COMMENTARY ON INDEPENDENT FINANCIAL RESEARCH CONCERNING FINANCIAL MARKETS, INDUSTRIES, SECTORS OR PUBLIC OR PRIVATE COMPANIES