Mark Identification

BNY BROKERAGE

Serial Number

76978045

Filing Date

Nov 5, 2002

Registration Date

May 9, 2006

Trademark by

THE BANK OF NEW YORK MELLON CORPORATION

Classification Information

Computer software for financial analysis, namely, performance measurement analytics; computer software for electronic funds transfer in the nature of routing orders to buy, sell, pledge or otherwise affect the interests in investment securities; computer software for processing of payment data and soft dollar and commission recapture in connection with securities transactions

Electrical and Scientific Apparatus

Financial, investment and securities services, namely, financial analysis and performance measurement analytics; financial services, namely, investment securities transaction services via the Internet, computer-to-computer interface, and by connections to the proprietary networks of other service providers; electronic funds transactions; electronic funds transfer in the nature of electronically routing orders to buy, sell, pledge or otherwise affect interests in investment securities; electronically processing of payment data and soft dollar and commission recapture in connection with securities transactions; financial management services in the field of securities trading; institutional agency brokerage services, namely, investment brokerage and securities brokerage services

Insurance and Financial