BIGGER DREAMS. BETTER SOLUTIONS.

Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, and for technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors

Financial services, namely, securities broker-dealer services, fee-based financial planning services, financial and investment advisory services for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments