Mark Identification

ALPPS

Serial Number

76388418

Filing Date

Mar 28, 2002

Trademark by

UBS O'CONNOR LLC

Classification Information

investment advisory services and asset management in the nature of an investment vehicle designed to provide returns to the investor based on the performance of a different investment vehicle or basket of investment vehicles, all with a limited total amount of downside risk that corresponds to a percentage of the initial investment

Insurance and Financial