ALARIC COMPLIANCE SERVICES
Mark Identification

ALARIC COMPLIANCE SERVICES

Serial Number

77233578

Filing Date

Jul 19, 2007

Registration Date

Apr 8, 2008

Trademark by

ALARIC COMPLIANCE SERVICES LLC

Classification Information

Management and business consulting services in the field of SEC and broker-dealer compliance matters for investment managers; Outsourcing in the field of regulatory compliance, namely, acting as Chief Compliance Officer for SEC registered and unregistered advisors, companies and hedge funds; tracking and monitoring of investment firms' securities regulatory compliance program; Business evaluation of regulatory compliance activities and written compliance policies and procedures; Business consultation services

Advertising and Business