Printed matter in the nature of brochures, booklets, reports and investment materials in the fields of asset management, investments, equity and debt securities, options, futures and derivatives, financial research, corporate finance, portfolio management and estate planning

Business services relating to research and investor relations, namely, preparing and distributing investment research and facilitating corporate access between investors and companies

Providing financial research, analysis, consultation and investment advice; financial advisory services relating to corporate finance, restructuring, mergers and acquisitions; underwriting equity and debt securities; investment banking services; corporate finance services, namely, financial consulting and advising in the field of mergers and acquisitions, financial raisings, financial asset management regarding the disposal of assets and financial restructuring services; investment dealer services, namely, broker-dealer financial services in the field of stocks, bonds, securities and mutual funds; investment brokerage services; electronic financial trading services; Broker-dealer financial services in the field of direct access broker services, order execution only broker services, options dealer services, equity and debt securities broker and dealer services, futures brokerage services, options and derivatives; foreign exchange; futures commission merchant services, namely, clearing trades for commodities, futures and foreign exchange; derivatives dealer services, namely, trading of financial derivatives; financial and investment counselling; investment consultation; provision of information relating to financial and investment matters; financial asset and wealth management services; estate planning services; financial portfolio management services; financial and financial investment research services

Arranging business conferences regarding investment banking, research, asset management, investment consultation, and financial matters