Broker-dealer financial services in the field of brokering and trading securities, investment banking services, private placement of investment securities, business brokerage services, namely, structuring cross-border transactions, mergers and acquisitions, and portfolio and corporate restructurings; brokerage services in the fields of stocks, bonds, options, commodities, futures and other securities; Investment management; Financial asset management; Broker-dealer financial services in the field of financial advisory services, capital investment advisory services, and investment advisory services; all of the foregoing excluding providing retail financial, banking or insurance services