EMPLOYER RETIREMENT PLAN COMPASS

Insurance and Financial

Owner

SECURITIES AMERICA, INC.

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Insurance and Financial

Owner

SECURITIES AMERICA, INC.

—
QUANTUM LEAP

Insurance and Financial

Owner

SECURITIES AMERICA, INC.

—
SECURITIES AMERICA ADVISORS

Insurance and Financial

Owner

SECURITIES AMERICA, INC.

Jul 23, 1996
SECURITIES AMERICA, INC.

Insurance and Financial

Owner

SECURITIES AMERICA, INC.

Aug 7, 1990
FINANCIAL DYNAMICS

Advertising and Business

Owner

SECURITIES AMERICA, INC.

Aug 22, 1989
FINANCIAL DYNAMICS

Advertising and Business

Owner

SECURITIES AMERICA, INC.

Aug 22, 1989